Company name JP Morgan Sec LLC
Headline AbbVie Inc 38.5b AMENDMENT


RNS Number : 1829M
J.P. Morgan Securities LLC
12 September 2019
 

Ap27

 

AMENDMENT

FORM 38.5(b)

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

 

 

1.          KEY INFORMATION

 

Name of exempt principal trader

J.P. Morgan Securities LLC

Company dealt in

AbbVie Inc.

Class of relevant security to which the dealings being disclosed relate (Note 1)

Common Stock

Date of dealing

9 September 2019

 

 

2.          INTERESTS AND SHORT POSITIONS

 

(a)         Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

 

 

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

13,051,571 (0.88%)

3,721,725 (0.25%)

(2) Derivatives (other than options)

3,317,649 (0.22%)

1,081,365 (0.07%)

(3) Options and agreements to purchase/sell

1,193,800 (0.08%)

1,146,800 (0.08%)

Total

17,563,020 (1.18%)

5,949,890 (0.40%)

             

 

 

Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

 

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

-

-

(2) Derivatives (other than options)

-

-

(3) Options and agreements to purchase/sell

-

-

Total

-

-

             

 

 

 

Ap28

 

 

3.       DEALINGS (Note 3)

 

(a)      Purchases and sales

 

 

Purchases/ sales

 

Number of relevant securities

Price per unit  (USD)

Purchase (New Borrow)

 

Purchases

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Sales

297,900

 

151

1,469

226

881

119

273

73

166

372

224

100

348

235

160

50

1

182

100

29,918

668

6,927

609

117

100

211

3,023

24,780

100

1,650

107

2,561

100

4,361

1,776

113

5,792

382

1,000

1,898

246

100

300

2,140

1,016

864

100

1,034

362

2

925

1,277

26,594

10,061

221

100

200

491

91,314

992

76

650

162

785

15,786

3

20,720

200

7,655

1,839

46,488

1,000

1,063

9,440

1,338

600

473

186

686

12,448

267

452

858

574

9,330

417

816

1,092

396

100

619

163

1

230

100

200

629

512

1

169

86

14

100

 

41

143

76

100

67

200

200

100

200

130

200

200

1,171

2,034

900

200

10,754

1,337

131

1,600

100

126

100

100

200

24,780

100

265

4

1,800

15

864

100

13,297

241

100

4,361

91,314

4,427

2,177

4,364

2,862

2,070

400

100

2,287

274

46,488

188

64

N/A

 

66.4700

66.5000

66.5100

66.5200

66.5300

66.5400

66.5500

66.5600

66.5700

66.5800

66.6200

66.6300

66.6400

66.6500

66.6700

66.6800

66.6900

66.6950

66.7000

66.7013

66.7028

66.7167

66.7200

66.7400

66.7500

66.7700

66.7878

66.7900

66.7943

66.8000

66.8016

66.8100

66.8158

66.8163

66.8174

66.8194

66.8245

66.8540

66.8778

66.8900

66.8950

66.8967

66.8989

66.9000

66.9041

66.9100

66.9142

66.9196

66.9200

66.9300

66.9500

66.9746

66.9772

67.0200

67.0400

67.0600

67.0700

67.0767

67.0788

67.0800

67.0900

67.1000

67.1100

67.1107

67.1150

67.1152

67.1200

67.1265

67.1300

67.1362

67.1400

67.1500

67.1528

67.1600

67.1617

67.1700

67.1800

67.1900

67.1960

67.2000

67.2100

67.2200

67.2300

67.2321

67.2400

67.2500

67.2600

67.2637

67.2650

67.2700

67.2800

67.2900

67.3000

67.3050

67.3100

67.3200

67.3300

67.3400

67.3600

67.3900

67.4100

67.4300

 

66.4500

66.4600

66.5000

66.5450

66.5576

66.6300

66.6350

66.6400

66.6450

66.6500

66.6600

66.6700

66.6758

66.6930

66.6933

66.6950

66.7000

66.7024

66.7100

66.7181

66.7200

66.7311

66.7400

66.7600

66.7650

66.7878

66.7900

66.8300

66.8350

66.8686

66.8900

66.9041

66.9700

66.9746

67.0200

67.0300

67.0720

67.0767

67.0773

67.0976

67.1012

67.1069

67.1086

67.1150

67.1200

67.1227

67.1300

67.1362

67.1382

67.9600

 

(b)      Derivatives transactions (other than options transactions)

 

Product name,

e.g. CFD

Nature of transaction

(Note 5)

Number of relevant securities

(Note 6)

Price per unit (USD)

(Note 4)

Equity Swap

Long

 

Short

864

 

76

24,780

91,314

46,488

66.9041

 

66.5000

66.7878

67.0767

67.1362

 

 

(c)      Options transactions in respect of existing relevant securities

 

 

(i)       Writing, selling, purchasing or varying

 

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

(USD)

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4) (USD)

 

 

 

 

 

 

 

 

 

(ii)      Exercising

 

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

 

 

 

(d)      Other dealings (including transactions in respect of new securities) (Note 3)

 

Nature of transaction

(Note 7)

Details

Price per unit

(if applicable) (Note 4)

 

 

 

 

 

 

 

 

 

 

Ap29

 

4.       OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities 
under any option referred to on this form or relating to the voting rights or future acquisition 
or disposal of any relevant securities to which any derivative referred to on this form is referenced. 
If none, this should be stated.

 

 

 

 

 

 

 

 

Is a Supplemental Form 38.5(b) attached? (Note 8)                    Yes

 

 

Date of disclosure

12 September 2019

Contact name

Alwyn Basch

Telephone number

020 7742 7407

Name of offeree/offeror with which connected

Allergan plc

Nature of connection (Note 9)

Financial Advisor to Allergan plc

 

Ap31

 

 

SUPPLEMENTAL FORM 38.5(b)

 

 

 

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DETAILS OF OPEN POSITIONS

 

(This form should be attached to Form 38.5(b)) OPEN POSITIONS (Note 1)

 

Product name,

e.g. call option

Written or purchased

Number of relevant securities to which the option or derivative relates

Exercise price (Note 2)

Type, e.g. American, European etc.

Expiry date

Call Option

Purchased

 1,500

105.00

American

19-Jun-20

Call Option

Purchased

 10,000

110.00

American

15-Jan-21

Call Option

Purchased

 8,500

105.00

American

15-Jan-21

Call Option

Purchased

 4,200

80.00

American

19-Jun-20

Call Option

Purchased

 2,500

87.50

American

19-Jun-20

Call Option

Purchased

 2,100

90.00

American

19-Jun-20

Call Option

Purchased

 1,800

95.00

American

19-Jun-20

Call Option

Purchased

 900

100.00

American

19-Jun-20

Call Option

Purchased

 10,400

80.00

American

19-Jun-20

Call Option

Purchased

 7,200

95.00

American

19-Jun-20

Call Option

Purchased

 4,200

100.00

American

19-Jun-20

Call Option

Purchased

 3,600

105.00

American

19-Jun-20

Call Option

Purchased

 3,300

110.00

American

19-Jun-20

Call Option

Purchased

 6,100

85.00

American

19-Jun-20

Call Option

Purchased

 2,600

92.50

American

19-Jun-20

Call Option

Purchased

 2,200

95.00

American

19-Jun-20

Call Option

Purchased

 1,100

100.00

American

19-Jun-20

Call Option

Purchased

 1,900

105.00

American

19-Jun-20

Call Option

Purchased

 9,400

85.00

American

19-Jun-20

Call Option

Purchased

 5,800

92.50

American

19-Jun-20

Call Option

Purchased

 3,300

97.50

American

19-Jun-20

Call Option

Purchased

 3,000

105.00

American

19-Jun-20

Call Option

Purchased

 2,800

110.00

American

19-Jun-20

Call Option

Purchased

 2,500

115.00

American

19-Jun-20

Call Option

Purchased

 6,500

80.00

American

19-Jun-20

Call Option

Purchased

 2,700

85.00

American

19-Jun-20

Call Option

Purchased

 2,400

90.00

American

19-Jun-20

Call Option

Purchased

 2,300

97.50

American

19-Jun-20

Call Option

Purchased

 1,000

100.00

American

19-Jun-20

Call Option

Purchased

 37,500

85.00

American

20-Sep-19

Call Option

Written

 20,000

105.00

American

17-Jan-20

Call Option

Written

 6,100

85.00

American

19-Jun-20

Call Option

Written

 2,600

92.50

American

19-Jun-20

Call Option

Written

 2,200

95.00

American

19-Jun-20

Call Option

Written

 1,100

100.00

American

19-Jun-20

Call Option

Written

 1,900

105.00

American

19-Jun-20

Call Option

Written

 4,200

80.00

American

19-Jun-20

Call Option

Written

 2,500

87.50

American

19-Jun-20

Call Option

Written

 2,100

90.00

American

19-Jun-20

Call Option

Written

 1,800

95.00

American

19-Jun-20

Call Option

Written

 900

100.00

American

19-Jun-20

Call Option

Written

 10,400

80.00

American

19-Jun-20

Call Option

Written

 7,200

95.00

American

19-Jun-20

Call Option

Written

 4,200

100.00

American

19-Jun-20

Call Option

Written

 3,600

105.00

American

19-Jun-20

Call Option

Written

 3,300

110.00

American

19-Jun-20

Call Option

Written

 9,400

85.00

American

19-Jun-20

Call Option

Written

 5,800

92.50

American

19-Jun-20

Call Option

Written

 3,300

97.50

American

19-Jun-20

Call Option

Written

 3,000

105.00

American

19-Jun-20

Call Option

Written

 2,800

110.00

American

19-Jun-20

Call Option

Written

 2,500

115.00

American

19-Jun-20

Call Option

Written

 6,500

80.00

American

19-Jun-20

Call Option

Written

 2,700

85.00

American

19-Jun-20

Call Option

Written

 2,400

90.00

American

19-Jun-20

Call Option

Written

 2,300

97.50

American

19-Jun-20

Call Option

Written

 1,000

100.00

American

19-Jun-20

Put Option

Purchased

 45,000

80.00

American

17-Jan-20

Put Option

Purchased

 5,000

60.00

American

19-Jun-20

Put Option

Purchased

 4,200

65.00

American

19-Jun-20

Put Option

Purchased

 5,400

70.00

American

19-Jun-20

Put Option

Purchased

 1,600

75.00

American

19-Jun-20

Put Option

Purchased

 11,000

60.00

American

19-Jun-20

Put Option

Purchased

 9,400

65.00

American

19-Jun-20

Put Option

Purchased

 15,800

70.00

American

19-Jun-20

Put Option

Purchased

 4,300

77.50

American

19-Jun-20

Put Option

Purchased

 5,900

60.00

American

19-Jun-20

Put Option

Purchased

 5,100

65.00

American

19-Jun-20

Put Option

Purchased

 4,400

70.00

American

19-Jun-20

Put Option

Purchased

 3,800

75.00

American

19-Jun-20

Put Option

Purchased

 1,800

77.50

American

19-Jun-20

Put Option

Purchased

 22,400

55.00

American

19-Jun-20

Put Option

Purchased

 7,800

65.00

American

19-Jun-20

Put Option

Purchased

 6,700

70.00

American

19-Jun-20

Put Option

Purchased

 6,000

75.00

American

19-Jun-20

Put Option

Purchased

 2,800

77.50

American

19-Jun-20

Put Option

Purchased

 6,700

55.00

American

19-Jun-20

Put Option

Purchased

 5,600

60.00

American

19-Jun-20

Put Option

Purchased

 4,800

65.00

American

19-Jun-20

Put Option

Purchased

 4,400

67.50

American

19-Jun-20

Put Option

Purchased

 1,900

72.50

American

19-Jun-20

Put Option

Purchased

 20,000

75.00

American

20-Sep-19

Put Option

Written

 5,900

60.00

American

19-Jun-20

Put Option

Written

 5,100

65.00

American

19-Jun-20

Put Option

Written

 4,400

70.00

American

19-Jun-20

Put Option

Written

 3,800

75.00

American

19-Jun-20

Put Option

Written

 1,800

77.50

American

19-Jun-20

Put Option

Written

 5,000

60.00

American

19-Jun-20

Put Option

Written

 4,200

65.00

American

19-Jun-20

Put Option

Written

 5,400

70.00

American

19-Jun-20

Put Option

Written

 1,600

75.00

American

19-Jun-20

Put Option

Written

 11,000

60.00

American

19-Jun-20

Put Option

Written

 9,400

65.00

American

19-Jun-20

Put Option

Written

 15,800

70.00

American

19-Jun-20

Put Option

Written

 4,300

77.50

American

19-Jun-20

Put Option

Written

 22,400

55.00

American

19-Jun-20

Put Option

Written

 7,800

65.00

American

19-Jun-20

Put Option

Written

 6,700

70.00

American

19-Jun-20

Put Option

Written

 6,000

75.00

American

19-Jun-20

Put Option

Written

 2,800

77.50

American

19-Jun-20

Put Option

Written

 1,000

70.00

American

17-Jan-20

Put Option

Written

 6,700

55.00

American

19-Jun-20

Put Option

Written

 5,600

60.00

American

19-Jun-20

Put Option

Written

 4,800

65.00

American

19-Jun-20

Put Option

Written

 4,400

67.50

American

19-Jun-20

Put Option

Written

 1,900

72.50

American

19-Jun-20

Put Option

Purchased

117,500

55.00

American

15-Nov-19

Call Option

Written

80,000

70.00

American

15-Nov-19

Put Option

Purchased

10,000

110.00

American

17-Jan-20

Put Option

Purchased

140,000

82.50

American

15-Jan-21

Put Option

Written

65,000

60.00

American

17-Jan-20

Call Option

Purchased

35,000

 

 

 

 

 

80.00

American

17-Jan-20

Call Option

Purchased

5,500

70.00

American

20- Sep- 19

Put Option

Written

56,900

62.50

American

20- Sep- 19

Put Option

Written

60,000

65.00

American

18- Oct- 19

Put Option

Written

6,300

65.00

American

20- Sep- 19

Call Option

Purchased

6,000

72.50

American

20- Sep- 19

Put Option

Purchased

6,000

65.00

American

20- Sep- 19

Call Option

Purchased

3,600

67.50

American

17- Jan- 20

Call Option

Written

3,600

67.50

American

17- Jan- 20

Call Option

Purchased

5,700

70.00

American

17- Jan- 20

Call Option

Written

5,700

70.00

American

17- Jan- 20

Call Option

Purchased

5,300

72.50

American

17- Jan- 20

Call Option

Written

5,300

72.50

American

17- Jan- 20

Call Option

Purchased

4,900

75.00

American

17- Jan- 20

Call Option

Written

4,900

75.00

American

17- Jan- 20

Call Option

Purchased

4,600

77.50

American

17- Jan- 20

Call Option

Written

4,600

77.50

American

17- Jan- 20

Call Option

Purchased

4,300

80.00

American

17- Jan- 20

Call Option

Written

4,300

80.00

American

17- Jan- 20

Put Option

Purchased

8,400

57.50

American

17- Jan- 20

Put Option

Written

8,400

57.50

American

17- Jan- 20

Put Option

Purchased

7,700

60.00

American

17- Jan- 20

Put Option

Written

7,700

60.00

American

17- Jan- 20

Put Option

Purchased

7,100

62.50

American

17- Jan- 20

Put Option

Written

7,100

62.50

American

17- Jan- 20

Put Option

Purchased

9,100

65.00

American

17- Jan- 20

Put Option

Written

9,100

65.00

American

17- Jan- 20

Put Option

Written

110,000

60.00

American

17-Jan-20

Call Option

Purchased

100,000

70.00

American

15-Jan-21

Put Option

Written

100,000

70.00

American

15-Jan-21

Put Option

Written

7,300

60.00

American

20-Sep-19

Put Option

Purchased

150,000

65.00

American

20-Sep-19

Call Option

Written

150,000

65.00

American

20-Sep-19

Put Option

Written

87,500

60.00

American

21-Feb-20

Put Option

Written

87,500

55.00

American

21-Feb-20

 

 

Notes

 

1.       Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

 

2.       For all prices and other monetary amounts, the currency must be stated.

 

For full details of disclosure requirements, see Rules 8 and

38.5 of the Rules. If in doubt, consult the Panel.

 

 


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