NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the Central Bank of Ireland)i
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
VIETNAM PHOENIX FUND LIMITED CLASS C PRIVATE EQUITY SHARES
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2. Reason for the notification (please tick the appropriate box or boxes):
[ X ] An acquisition or disposal of voting rights
[ ] An acquisition or disposal of financial instruments
[ ] An event changing the breakdown of voting rights
[ ] Other (please specify)iii:
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3. Details of person subject to the notification obligationiv :
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Name:
Henrik Lind
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City and country of registered office (if applicable):
Aarhus, Denmark
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4. Full name of shareholder(s) (if different from 3.)v: Lind Value II ApS
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5. Date on which the threshold was crossed or reachedvi: 18 June 2019
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6. Date on which issuer notified: 10 July 2019
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7. Threshold(s) that is/are crossed or reached: Below 5%
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8. Total positions of person(s) subject to the notification obligation:
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% of voting rights attached to shares (total of 9.A)
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% of voting rights through financial instruments
(total of 9.B.1 + 9.B.2)
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Total of both in % (9.A + 9.B)
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Total number of voting rights of issuervii
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Resulting situation on the date on which threshold was crossed or reached
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3.92%
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3.92%
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150,142,391
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Position of previous notification (if applicable)
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5.18%
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5.18%
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9. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii:
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A: Voting rights attached to shares
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Class/type of
shares
ISIN code (if possible)
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Number of voting rightsix
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% of voting rights
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Direct
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Indirect
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Direct
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Indirect
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KYG2886W1078
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5,892,910
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3.92%
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SUBTOTAL A
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5,892,910
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3.92%
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B 1: Financial Instruments according to Regulation 17(1)(a) of the Regulations
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Type of financial instrument
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Expiration
datex
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Exercise/
Conversion Periodxi
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Number of voting rights that may be acquired if the instrument is exercised/converted.
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% of voting rights
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SUBTOTAL B.1
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B 2: Financial Instruments with similar economic effect according to Regulation 17(1)(b) of the Regulations
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Type of financial instrument
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Expiration
datex
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Exercise/
Conversion Period xi
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Physical or cash settlementxii
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Number of voting rights
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% of voting rights
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SUBTOTAL B.2
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