Company name Morgan Stanley&CoLLC
Headline Rule 38.5 - Eaton Corp Replacement


RNS Number : 4560K
Morgan Stanley & Co. LLC
21 August 2012
 



AMENDMENT

FORM 38.5

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER  RULES, 2007 (AS AMENDED)

 

DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS

 

1.       KEY INFORMATION


 

Name of exempt market-maker

Morgan Stanley & Co. LLC

 



Company dealt in

Eaton Corporation

 



Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary USD



Date of dealing

17th  August 2012



 

 

2.         DEALINGS (Note 2)

 

(a)     Purchases and sales


Total number of relevant secuities acquired

Highest price paid (Note 3)

Lowest price paid

(Note 3)


486,259

46.5100 USD

40.0000 USD




Total number of securities disposed

Highest price received (Note 3)

Lowest price received

(Note 3)


481,362

46.5100 USD

32.0000 USD


 

 

(b)     Derivatives transactions (other than options transactions)


Product name, e.g. CFD

Nature of transaction

 

(Note 4)

Number of relevant securities

 

(Note 5)

Price per unit (USD)

 

(Note 3)


N/A

N/A

N/A

N/A


 

 

 

 

(c)            Options transactions in respect of existing relevant securities

 

i)           Writing,selling, purchasing or varying

 

Product name, eg call option

Writing, selling, purchasing, varying etc

Number of securities to which the option relates (Note 5)

Exercise Price

Type, e.g American, European etc

Expiry Date

Option money paid/received per unit (USD) (Note 3)

PUT

SALE

100

40.0000

A

19/01/2013

1.4

PUT

SALE

200

37.5000

A

19/01/2013

0.95

 

CALL

SALE

100

47.5000

A

19/01/2013

2.35

 

CALL

SALE

100

52.5000

A

19/01/2013

0.75

 

CALL

SALE

100

57.5000

A

19/01/2013

0.2

 

CALL

PURCHASE

100

50.0000

A

19/01/2013

1.25

 

CALL

PURCHASE

100

50.0000

A

19/01/2013

1.25

 

CALL

PURCHASE

500

50.0000

A

19/01/2013

1.3

 

CALL

PURCHASE

100

50.0000

A

19/01/2013

1.35

 

CALL

SALE

100

50.0000

A

19/01/2013

1.4

 

CALL

SALE

100

55.0000

A

19/01/2013

0.4

 

PUT

PURCHASE

300

40.0000

A

18/01/2014

4.6

 

CALL

PURCHASE

2,800

45.0000

A

20/10/2012

2.4

 

CALL

SALE

100

50.0000

A

20/10/2012

0.45

 

PUT

SALE

100

40.0000

A

20/10/2012

0.4

 

PUT

SALE

200

45.0000

A

20/10/2012

1.45

 

PUT

SALE

200

41.0000

A

20/10/2012

0.55

 

CALL

SALE

200

47.0000

A

20/10/2012

1.4

 

CALL

SALE

200

48.0000

A

20/10/2012

1

 

PUT

SALE

100

46.0000

A

20/10/2012

1.85

 

CALL

SALE

100

46.0000

A

19/01/2013

3.1

 

CALL

SALE

100

49.0000

A

19/01/2013

1.7

 

PUT

SALE

100

36.0000

A

19/01/2013

0.75

 

PUT

SALE

100

39.0000

A

19/01/2013

1.2

 

PUT

SALE

100

46.0000

A

19/01/2013

3.4

 

CALL

SALE

400

44.0000

A

18/08/2012

2.35

 

CALL

SALE

100

44.0000

A

18/08/2012

2.35

 

CALL

SALE

700

44.0000

A

18/08/2012

2.4

 

CALL

SALE

100

45.0000

A

18/08/2012

1.35

 

CALL

PURCHASE

400

46.0000

A

18/08/2012

0.2

 

CALL

PURCHASE

300

44.0000

A

22/09/2012

2.65

 

CALL

PURCHASE

100

44.0000

A

22/09/2012

2.65

 

CALL

PURCHASE

400

45.0000

A

22/09/2012

1.85

 

CALL

PURCHASE

500

45.0000

A

22/09/2012

1.85

 

CALL

PURCHASE

1,000

45.0000

A

22/09/2012

1.9

 

CALL

PURCHASE

100

45.0000

A

22/09/2012

1.9

 

CALL

PURCHASE

100

45.0000

A

22/09/2012

1.9

 

CALL

PURCHASE

100

46.0000

A

22/09/2012

1.25

 

CALL

PURCHASE

100

46.0000

A

22/09/2012

1.25

 

CALL

PURCHASE

100

46.0000

A

22/09/2012

1.25

 

CALL

PURCHASE

100

46.0000

A

22/09/2012

1.25

 

CALL

PURCHASE

600

46.0000

A

22/09/2012

1.32

 

CALL

PURCHASE

200

46.0000

A

22/09/2012

1.33

 

CALL

PURCHASE

100

46.0000

A

22/09/2012

1.33

 

CALL

SALE

100

46.0000

A

22/09/2012

1.35

 

PUT

PURCHASE

100

46.0000

A

22/09/2012

1.05

 

 

(ii) Exercising

 

Product name,

e.g call option

Number of Securities

Exercise price per unit (USD) (Note 3)

N/A

N/A

N/A

 

 

3. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

 

 

 

 

 

 

 

 

 

Date of disclosure

 

21st August 2012

Contact Name

 

Zoe Taylor

Telephone Number

0207 425 1921

 

Name of offeree/offeror with which connected

Eaton Corporation

Nature of connection (Note 6)

Advisor

 

 


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