Company name Citigroup Derivs Mkt
Headline Form 38.5 - Eaton Corporation


RNS Number : 7022J
Citigroup Derivatives Markets Inc
09 August 2012
 



 

FORM 38.5      

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997,
TAKEOVER RULES 2007 (AS AMENDED

 

DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS

 

1.   KEY INFORMATION

 

Name of exempt market-maker

 

Citigroup Derivatives Markets Inc

Company dealt in

 

Eaton Corporation

Class of relevant security to which the dealings being disclosed relate (Note 1)

US$0.01 common stock

Date of dealing

 

08 August 2012

 

2.   DEALINGS  (Note 2)

 

(a)  Purchases and sales

 

Total number of relevant securities acquired

Highest price paid (Note 3)

Lowest price paid (Note 3)

 

 

 



 

Total number of relevant securities disposed

Highest price paid (Note 3)

Lowest price paid (Note 3)

 

300

 

USD 45.2610

USD 45.2610

 

(b)  Derivatives transactions (other than options transactions)

 

Product name,

e.g. CFD

Nature of transaction

(Note 4)

Number of relevant securities (Note 5)

Price per unit

 






 

(c)  Options transactions in respect of existing relevant securities

 

(i)         Writing, selling, purchasing or varying

Product name e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 5)

Exercise price (USD unless stated)

Type, e.g. American, European etc.

Expiry date

Option money paid / received per unit (USD unless stated (Note 3)

Call

Purchasing

100

50

AMERICAN

19/01/2013

1

Call

Purchasing

100

50

AMERICAN

19/01/2013

1

Call

Purchasing

100

47.5

AMERICAN

19/01/2013

1.75

Call

Selling

100

52.5

AMERICAN

19/01/2013

0.65

Put

Purchasing

1000

46

AMERICAN

22/09/2012

1.9

Put

Purchasing

300

46

AMERICAN

22/09/2012

1.9

Put

Purchasing

100

46

AMERICAN

22/09/2012

1.9

Put

Purchasing

100

46

AMERICAN

22/09/2012

1.9

Put

Purchasing

100

46

AMERICAN

22/09/2012

1.9

Put

Purchasing

100

46

AMERICAN

22/09/2012

1.9

Put

Purchasing

100

46

AMERICAN

22/09/2012

1.9

Put

Purchasing

100

46

AMERICAN

22/09/2012

1.9

Put

Purchasing

300

46

AMERICAN

22/09/2012

1.9

Put

Selling

100

30

AMERICAN

18/01/2014

2.15

Put

Purchasing

100

44

AMERICAN

18/08/2012

0.25

Put

Purchasing

100

46

AMERICAN

22/09/2012

1.9

Put

Purchasing

100

46

AMERICAN

22/09/2012

1.9

Put

Purchasing

100

46

AMERICAN

22/09/2012

1.9

 

 

(ii)        Exercising