Company name Citigroup Derivs Mkt
Headline Form 38.5 - Eaton Corporation


RNS Number : 8564H
Citigroup Derivatives Markets Inc
17 July 2012
 



 

FORM 38.5      

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997,
TAKEOVER RULES 2007 (AS AMENDED

 

DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS

 

 

1.   KEY INFORMATION

 

Name of exempt market-maker

 

Citigroup Derivatives Markets Inc

Company dealt in

 

Eaton Corporation

Class of relevant security to which the dealings being disclosed relate (Note 1)

US$0.01 common stock

Date of dealing

 

16 July 2012

 

 

2.   DEALINGS  (Note 2)

 

(a)  Purchases and sales

 

Total number of relevant securities acquired

Highest price paid (Note 3)

Lowest price paid (Note 3)

 

 

 



 

Total number of relevant securities disposed

Highest price paid (Note 3)

Lowest price paid (Note 3)

 

800

 

 

USD 37.9900

 

 

USD 37.9800

 

 

(b)  Derivatives transactions (other than options transactions)

 

Product name,

e.g. CFD

Nature of transaction

(Note 4)

Number of relevant securities (Note 5)

Price per unit

 






 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(c)  Options transactions in respect of existing relevant securities

 

(i)         Writing, selling, purchasing or varying

 

Product name e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 5)

Exercise price (USD unless stated)

Type, e.g. American, European etc.

Expiry date

Option money paid / received per unit (USD unless stated (Note 3)

Call

Purchasing

100

38

AMERICAN

18/08/2012

1.05

Call

Purchasing

100

38

AMERICAN

18/08/2012

1.1

Call

Purchasing

100

38

AMERICAN

18/08/2012

1.1

Call

Purchasing

500

38

AMERICAN

18/08/2012

1.3

Call

Purchasing

500

38

AMERICAN

18/08/2012

1.3

Call

Purchasing

2400

38

AMERICAN

18/08/2012

1.05

Call

Purchasing

500

38

AMERICAN

18/08/2012

1.3

Call

Purchasing

500

38

AMERICAN

18/08/2012

1.3

Call

Selling

-100

40

AMERICAN

18/08/2012

0.49

Call

Purchasing

200

39

AMERICAN

18/08/2012

0.8

Call

Purchasing

100

38

AMERICAN

18/08/2012

1.05

Call

Purchasing

200

38

AMERICAN

18/08/2012

1.05

Call

Purchasing

200

38

AMERICAN

18/08/2012

1.05

Call

Purchasing

200

38

AMERICAN

18/08/2012

1.1

Call

Purchasing

200

38

AMERICAN

18/08/2012

1.1

Call

Purchasing

200

38

AMERICAN

18/08/2012

1.1

Call

Purchasing

100

38

AMERICAN

18/08/2012

1.1

Call

Purchasing

100

38

AMERICAN

18/08/2012

1.1

Call

Purchasing

100

38

AMERICAN

18/08/2012

1.15

Call

Purchasing

200

38

AMERICAN

18/08/2012

1.2

Call

Purchasing

500

38

AMERICAN

18/08/2012

1.2

Call

Purchasing

500

38

AMERICAN

18/08/2012

1.3

Call

Purchasing

500

38

AMERICAN

18/08/2012

1.3

Call

Purchasing

200

38

AMERICAN

18/08/2012

1.3

Put

Selling

200

37

AMERICAN

18/08/2012

1.35

Put

Selling

300

37

AMERICAN

18/08/2012

1.35

Put

Selling

200

37

AMERICAN

18/08/2012

1.35

Put

Selling

100

37

AMERICAN

18/08/2012

1.35

Put

Selling

200

37

AMERICAN

18/08/2012

1.35

Put

Purchasing

-100

40

AMERICAN

20/10/2012

3.8

Put

Selling

100

35

AMERICAN

18/08/2012

0.65

Put

Selling

100

35

AMERICAN

18/08/2012

0.65

Put

Selling

200

38

AMERICAN

18/08/2012

2

Put

Selling

100

36

AMERICAN

18/08/2012

1

Put

Selling

100

36

AMERICAN

18/08/2012

1

Put

Selling

100

36

AMERICAN

18/08/2012

1

Put

Selling

200

36

AMERICAN

18/08/2012

1

 

 

 

 

 

 

 

 

(ii)        Exercising

 

Product name e.g. call option

Number of securities

Exercise price per unit (Note 3)



 

 

 

 

 

 

 

3.   OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing  and  any  other  person  relating  to  the  voting  rights  of  any  relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

None

 

 

Date of disclosure

 

17 July 2012

Contact name

 

Julie McCafferty

Telephone number

 

+44 (0) 2890 785167

 

Name of offer / offeror with which connected

 

Eaton Corporation

Nature of Connection (Note 6)

 

Co-Advisor

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
ISEEAAXXFSLAEFF