Company name Morgan Stanley&CoLLC
Headline Rule 38.5 - Eaton Corporation


RNS Number : 6308H
Morgan Stanley & Co. LLC
13 July 2012
 



FORM 38.5

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER  RULES, 2007 (AS AMENDED)

 

DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS

 

1.       KEY INFORMATION


 

Name of exempt market-maker

Morgan Stanley & Co. LLC

 



Company dealt in

Eaton Corporation

 



Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary USD



Date of dealing

12th July 2012



 

 

2.         DEALINGS (Note 2)

 

(a)     Purchases and sales


Total number of relevant secuities acquired

Highest price paid (Note 3)

Lowest price paid

(Note 3)


473,661

37.2600 USD

36.3800 USD




Total number of securities disposed

Highest price received (Note 3)

Lowest price received

(Note 3)


474,576

37.2600 USD

36.3800 USD


 

 

(b)     Derivatives transactions (other than options transactions)


Product name, e.g. CFD

Nature of transaction

 

(Note 4)

Number of relevant securities

 

(Note 5)

Price per unit (USD)

 

(Note 3)


N/A

N/A

N/A

N/A


 

 

 

 

(c)            Options transactions in respect of existing relevant securities

 

i)           Writing,selling, purchasing or varying

 

Product name, eg call option

Writing, selling, purchasing, varying etc

Number of securities to which the option relates (Note 5)

Exercise Price

Type, e.g American, European etc

Expiry Date

Option money paid/received per unit (USD) (Note 3)

PUT

PURCHASE

500

37.5000

A

19/01/2013

4.0300

CALL

PURCHASE

100

42.5000

A

19/01/2013

1.0500

CALL

SALE

100

42.5000

A

19/01/2013

1.1000

CALL

SALE

100

52.5000

A

19/01/2013

0.1000

CALL

SALE

300

50.0000

A

18/01/2014

1.4500

CALL

PURCHASE

2,000

35.0000

A

20/10/2012

3.0000

CALL

PURCHASE

1,900

35.0000

A

20/10/2012

3.0000

CALL

PURCHASE

1,100

35.0000

A

20/10/2012

3.0000

CALL

SALE

1,600

40.0000

A

20/10/2012

0.9500

CALL

SALE

100

40.0000

A

20/10/2012

0.9500

CALL

SALE

100

40.0000

A

20/10/2012

0.9500

CALL

SALE

100

40.0000

A

20/10/2012

0.9500

CALL

SALE

100

40.0000

A

20/10/2012

0.9500

CALL

SALE

200

40.0000

A

20/10/2012

0.9500

PUT

PURCHASE

100

35.0000

A

21/07/2012

0.2000

PUT

SALE

200

40.0000

A

21/07/2012

3.5000

CALL

SALE

19,200

40.0000

A

21/07/2012

0.0500

CALL

PURCHASE

100

37.0000

A

18/08/2012

1.1000

CALL

PURCHASE

100

37.0000

A

18/08/2012

1.2000

CALL

PURCHASE

200

37.0000

A

18/08/2012

1.4500

CALL

PURCHASE

200

39.0000

A

18/08/2012

0.4500

CALL

PURCHASE

100

39.0000

A

18/08/2012

0.4500

CALL

PURCHASE

200

39.0000

A

18/08/2012

0.4500

CALL

PURCHASE

200

39.0000

A

18/08/2012

0.4500

CALL

PURCHASE

200

39.0000

A

18/08/2012

0.4500

CALL

PURCHASE

100

39.0000

A

18/08/2012

0.5000

CALL

PURCHASE

900

40.0000

A

18/08/2012

0.2500

PUT

PURCHASE

300

37.0000

A

18/08/2012

1.6000

PUT

PURCHASE

100

39.0000

A

18/08/2012

2.9500

PUT

PURCHASE

1,700

40.0000

A

18/08/2012

3.6000

 

(ii) Exercising

 

Product name,

e.g call option

Number of Securities

Exercise price per unit (Note 3)

N/A

N/A

N/A

 

 

3. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

 

 

 

 

 

 

 

 

 

Date of disclosure

 

13th July 2012

Contact Name

 

Doug Berwick

 

Telephone Number

0207 677 1214

 

Name of offeree/offeror with which connected

Eaton Corporation

Nature of connection (Note 6)

Advisor

 

 


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