FORM 38.5
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS
1. KEY INFORMATION
Name of exempt market-maker
Morgan Stanley & Co. LLC
Company dealt in
Eaton Corporation
Class of relevant security to which the dealings being disclosed relate (Note 1)
Ordinary USD
Date of dealing
12th July 2012
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of relevant secuities acquired
Highest price paid (Note 3)
Lowest price paid
(Note 3)
473,661
37.2600 USD
36.3800 USD
Total number of securities disposed
Highest price received (Note 3)
Lowest price received
474,576
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD
Nature of transaction
(Note 4)
Number of relevant securities
(Note 5)
Price per unit (USD)
N/A
(c) Options transactions in respect of existing relevant securities
i) Writing,selling, purchasing or varying
Product name, eg call option
Writing, selling, purchasing, varying etc
Number of securities to which the option relates (Note 5)
Exercise Price
Type, e.g American, European etc
Expiry Date
Option money paid/received per unit (USD) (Note 3)
PUT
PURCHASE
500
37.5000
A
19/01/2013
4.0300
CALL
100
42.5000
1.0500
SALE
1.1000
52.5000
0.1000
300
50.0000
18/01/2014
1.4500
2,000
35.0000
20/10/2012
3.0000
1,900
1,100
1,600
40.0000
0.9500
200
21/07/2012
0.2000
3.5000
19,200
0.0500
37.0000
18/08/2012
1.2000
39.0000
0.4500
0.5000
900
0.2500
1.6000
2.9500
1,700
3.6000
(ii) Exercising
Product name,
e.g call option
Number of Securities
Exercise price per unit (Note 3)
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
Date of disclosure
13th July 2012
Contact Name
Doug Berwick
Telephone Number
0207 677 1214
Name of offeree/offeror with which connected
Nature of connection (Note 6)
Advisor