Company name Maxim High Grade CDO
Headline Notice of Public Sale and Invitation to Bid


RNS Number : 1650H
Maxim High Grade CDO II Ltd
06 July 2012
 



Corporate Trust Services

9062 Old Annapolis Road,

Columbia, MD 21045-1951

MAC: N2702-011


 

 

NOTICE OF PUBLIC SALE AND

INVITATION TO BID

 

July 6, 2012

 

To:       Individuals and Entities listed on Exhibit C attached hereto.

 

From:  Wells Fargo Bank, National Association, in its capacity as Trustee for Maxim High Grade CDO II, Ltd.

 

Wells Fargo Bank, National Association

9062 Old Annapolis Road

Columbia, Maryland 21045

Attention: CDO Trust Services - David Hulse and Charles Brehm

Facsimile No.: (866) 359-9244

Phone No.: (410) 884-2186 and (410) 884-2178

 

            You are officially invited to bid on the collateral described below (the "Collateral"), which will be sold at one public sale, as indicated below (the "Sale").  The Sale will be held by WELLS FARGO BANK, NATIONAL ASSOCIATION, as trustee (the "Trustee") under that certain Indenture dated as of March 28, 2007 (as amended, modified or supplemented through the date hereof, the "Indenture") among MAXIM HIGH GRADE CDO II, LTD., as Issuer (the "Issuer"), MAXIM HIGH GRADE CDO II, LLC, as Co-Issuer (the "Co-Issuer", and together with the Issuer, the "Co-Issuers") and the Trustee.  Capitalized terms used herein and not otherwise defined shall have the meanings assigned to such terms in the Indenture.

 

            The Trustee has retained Dock Street Capital Management LLC ("DSCM") to act as its liquidation agent for the Collateral.  To request more information from DSCM about the Sale or the Collateral, including how to participate in the Sale, contact David Crowle or Jeffrey Holtman by e-mail at dcrowle@dockstreetcap.com or jholtman@dockstreetcap.com, respectively by phone at (212) 457-8258, by facsimile at (212) 457-8269 or by mail addressed to 575-B Riverside Avenue, Westport, Connecticut 06880.

 

The Conditions of the Sale are as Follows:

 

1.         Collateral.  The Collateral that will be sold at the Sale is listed on the Description of Collateral and Bid Response Spreadsheet (the "Bid Response Spreadsheet") attached hereto as Exhibit B.

 

 

 

 

 

 

2.         Day, Time and Place of Sale.  The day, time and place of the Sale will be as follows:

 


DAY AND DATE

TIME

Public Sale

Wednesday, July 18, 2012

10:00 a.m. EDT

 

PLACE

 

The Sale will be held at 575-B Riverside Avenue, Westport, CT 06880.

 

 

ONLY PERSONS WHO SATISFY THE FOLLOWING REQUIREMENTS WILL BE PERMITTED TO BID AT THE SALE

 

3.         Conditions of Sale.  The conditions of the Sale are as follows:

 

a.   Each item of Collateral will be awarded only to the best bidder who is also a qualified bidder (the "Best Bidder").  The Trustee reserves the right to reject any bid which it deems to have been made by a bidder which is unable to satisfy the requirements imposed by the Trustee upon prospective bidders in connection with the Sale or to whom in the Trustee's sole judgment a sale may not lawfully be made.  The Trustee shall not be obligated to make any sale and reserves the right to sell all or a part of the Collateral at a subsequent public or private sale.

 

b.   In order to obtain additional information on the Collateral, each prospective bidder must execute and return to DSCM, prior to receiving such information, the Investor Representations and Confidentiality Agreement in the form of Exhibit A attached hereto.

 

c.   Some or all of the securities constituting the Collateral may not have been and will not be registered under the Securities Act of 1933, as amended (the "Act"), or any applicable state securities laws and may not be sold or transferred without registration under such Act and applicable state securities law or the availability of valid exemptions from such registration requirements.  In addition to such securities laws transfer restrictions on resale, some or all of the Collateral may be subject to additional transfer restrictions, including but not limited to Investment Company Act restrictions and the Employee Retirement Income Security Act of 1974, as amended, restrictions. Upon signing and returning the executed Investor Representations and Confidentiality Agreement, a bidder may request copies of the offering memorandum or circular (the "Offering Document") for each such item of Collateral (in which all such transfer restrictions are described), as well as certain other financial information in the possession of the Trustee.

 

d.   Each Best Bidder for which a security constituting part of the Collateral is awarded, by submission of its bid, is deemed to represent and warrant that such bidder is qualified to become a transferee of such security under all transfer restrictions applicable to such security, including the registration requirements of the Act, the regulations of the Securities and Exchange Commission thereunder and applicable state securities laws, or pursuant to valid exemptions from such registration requirements.

 

e.   The Trustee will accept bids only from such of those persons to whom in its sole judgment a sale may lawfully be made.  Any person submitting a bid is hereby notified that (i) the Collateral must be acquired for the account of such bidder and not with a view to resale or distribution and (ii) the bidder may not resell the Collateral without compliance with the registration requirements of the Act, the regulations of the Securities and Exchange Commission thereunder and applicable state securities laws or pursuant to valid exemptions from such registration requirements.

 

f.    A bid by any person will be deemed to be a representation that such bidder has sufficient knowledge and experience in business and financial matters to evaluate properly the merits and risks of investment in the Collateral and that such bidder has had such access to information concerning the Collateral as such bidder deems necessary to make an informed investment decision and has taken advice from those advisors as such person has deemed necessary and that neither the Trustee nor any other party connected with the sale of the Collateral is a fiduciary or investment advisor to such person.  Further, such bidder may be required to establish that such bidder is able to bear the economic risks involved in investment in the Collateral.

 

g.   Bids may be made by e-mail to liquidations@dockstreetcap.com.  Be sure to include your name, company name, address, and phone number.

 

h.   Alternatively, bids may be submitted on the appropriate corresponding Bid Response Spreadsheet attached hereto as Exhibit B.  The Bid Response Spreadsheets must be completed in full and either FAXED or E-MAILED according to the directions on the Bid Response Spreadsheet. 

 

i.    Partial bids will be considered at the sole discretion of DCSM.  Bids on  any of the Collateral must be on the par amount acceptable to DCSM.  For the avoidance of doubt, the par amount as of the date of settlement will be the product of the original face amount and the factor as of the settlement date.

 

j.    The Holders (as defined in the Indenture) of the Class A-1 Notes and Class A-2 Notes  may provide credit bids on one or more items of the Collateral in an amount not to exceed the principal amount Outstanding on the Class A-1 Notes and Class A-2 Notes owned by any such Holder.

 

k.   Your bid should be your "best and final" bid.  You will not be notified of other bids and will not be given the opportunity to submit a subsequent better bid.

 

l.    Following the completion of the Sale, the amount of the winning bid for each item (but not the identity of the bidder) will be disclosed on a limited basis only to the Issuer and those persons as determined by the Trustee, in its sole discretion, as having an interest in the Collateral under or in connection with the Indenture.

 

m.  All bids submitted must be irrevocable and unconditional.

 

n.   The Trustee will verify accrued interest using the Bloomberg trade function.

 

o.   The terms of the Sale shall be: (1) if the security is in book entry form, the Best Bidder shall make available and pay the final monies due on the settlement date in exchange for delivery of the securities via the customary 'delivery vs. payment' industry standard for book entry securities, or (2) if the security is in physical form, the Best Bidder shall provide payment of funds in cash or by certified or cashier's check or wire transfer.  Unless otherwise specified, the sale of each security will settle not later than on a T+3 basis.  Such payment must be received by the Trustee within a reasonable period of time after the conclusion of the bidding, as determined by the Trustee, but in any event before the close of business (i.e., 5:00 p.m. (EDT)) on the specified settlement date.

 

p.   Settlement will be per the applicable settlement terms on the Bid Response Spreadsheet. (See Exhibit B attached hereto).

 

q.   The Trustee reserves the right to offer the Collateral in any other commercially reasonable manner.  The Trustee may adjourn or cancel the Sale or cause such Sale to be adjourned, recessed and/or reconvened from time to time, without further written notice or further publicity, by announcement at the time and place appointed for such Sale or at any adjournment, recess and/or reconvening and, without further written notice or publication, such Sale may be held at the time and place to which it may have been so adjourned. 

 

r.    No sale will be completed until the Best Bidder completes its purchase as provided herein and, in the case of any failure to complete a purchase, the Trustee may without further notice accept the next best bid from a qualified bidder. 

 

s.    The Collateral will be offered and sold by the Trustee without recourse, representations, warranties or covenants, express or implied, being made by the Trustee with respect to the Collateral (except as to title to the Collateral) or with respect to any other information then in the Trustee's possession, including without limitation any Offering Document or other financial information.

 

t.    The above terms and conditions of the Sale may be subject to additional or amended terms and conditions to be announced at the time of the Sale.

 

Additional Information May Be Obtained

 

            Additional information concerning the Collateral and matters pertaining to the Sale may be obtained by contacting David Crowle or Jeffrey Holtman at DSCM by e-mail at dcrowle@docktreetcap.com or jholtman@dockstreetcap.com, respectively, or by  telephone at  (212) 457-8258. The Indenture and the documents reflecting the Trustee's security interest in the Collateral are available for inspection prior to the Sale by appointment.  Interested parties may contact David Crowle or Jeffrey Holtman at DSCM.


EXHIBIT A

 

INVESTOR REPRESENTATIONS AND CONFIDENTIALITY AGREEMENT

 

The undersigned has expressed an interest in participating in a foreclosure sale (the "Foreclosure Sale") under that certain Indenture dated as of March 28, 2007 (as amended, modified or supplemented from time to time, the "Indenture") among MAXIM HIGH GRADE CDO II, LTD., as Issuer (the "Issuer"), MAXIM HIGH GRADE CDO II, LLC as Co-Issuer (the "Co-Issuer", and together with the Issuer, the "Co-Issuers") and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee (the "Trustee"), and has asked that the Trustee provide certain financial information relating to the Collateral (as defined in the Indenture), as further described in Exhibit B attached to the Notice of Public Sale and Invitation to Bid dated July 6, 2012, to be sold at the Foreclosure Sale.  The Trustee is prepared to permit such participation and to provide such financial information to the undersigned so long as the undersigned executes this Investor Representations and Confidentiality Agreement (the "Agreement").  Capitalized terms used herein but not defined herein shall have the meanings ascribed to them in the Indenture.

 

1.         The undersigned hereby represents and warrants to the Trustee that (i) to the extent that the undersigned is the successful bidder at the Foreclosure Sale, the Collateral acquired thereby will be acquired for the account of the bidder and not with a view to resale or distribution; (ii) the undersigned has reviewed all necessary materials and had access to all information requested, and has sufficient business and investment knowledge and experience to effectively evaluate properly the merits and risks of investment in the Collateral which is the subject of the Foreclosure Sale; (iii) the undersigned has sufficient financial ability and net worth to bear the economic risks involved in investment in such Collateral and has taken advice from those advisors as the undersigned has deemed necessary and neither the Trustee nor any other party connected with the sale of the Collateral is a fiduciary or investment advisor to the undersigned; and (iv) the undersigned is aware of the fact that the items of the Collateral on which it is bidding may not have been registered under the Securities Act of 1933, as amended (the "Act"), or applicable state securities law and will be offered and sold by the Trustee without recourse, representations, warranties or covenants, express or implied, being made by the Trustee with respect to the Collateral (except as to title to the Collateral) or with respect to any other information then in the Trustee's possession, including without limitation any Offering Document or other financial information.  The undersigned hereby agrees that the undersigned may not resell any Collateral acquired at the Foreclosure Sale without compliance with the registration requirements of the Act, and the regulations of the Securities and Exchange Commission thereunder and applicable state securities laws, or pursuant to valid exemptions  from such registration requirements.

 

2.         The undersigned acknowledges and agrees that its participation in the Foreclosure Sale, and each sale of Collateral to, and each purchase of Collateral by, the undersigned pursuant to the Foreclosure Sale, (i) will  comply with (a) any registration requirements of the Act, the regulations of the Securities and Exchange Commission thereunder and any applicable state securities laws or any valid exemptions from such registration requirements  and (b) the laws or regulations of any other applicable jurisdiction and (ii) is permitted under the undersigned's governing documents and internal policies.

 

3.         The undersigned agrees to maintain the confidentiality of the Information (as defined below), except that Information may be disclosed (a) to its and its affiliates' directors, officers, employees and agents, including accountants, legal counsel, sources of funding, other advisors and clients and customers (it being understood that the persons to whom such disclosure is made will be informed of the confidential nature of such Information and instructed to keep such Information confidential and the undersigned will be responsible if any such person (or persons) fails to keep the Information confidential), (b) to the extent requested by any regulatory authority, (c) to the extent required by applicable laws or regulations or by any subpoena or similar legal process or (d) to the extent such Information (i) becomes publicly available other than as a result of a breach of this Agreement or (ii) becomes available to the undersigned on a non-confidential basis from a source other than the Trustee or its agents.  The undersigned further agrees to use the Information solely for the purposes of evaluating whether or not it desires to participate in the Foreclosure Sale and for no other purpose whatsoever.  For the purposes of this Agreement, "Information" means all information received by the undersigned relating to the Collateral which is the subject of the Foreclosure Sale, including but not limited to the offering memorandum or offering circular (the "Offering Document") and any related financial information related to such Collateral.

 

            4.         Should the undersigned be the winning bidder on a security constituting the Collateral, the undersigned, by submission of  its bid, is deemed to represent and warrant that the undersigned is qualified to become a transferee of such security under all transfer restrictions applicable to such security.

 

5.         The undersigned hereby agrees to indemnify, defend and hold the Trustee harmless of, from and against any and all claims, demands, liabilities, causes of action, losses, damages, costs and expenses (including attorneys' fees) hereafter suffered or incurred by the Trustee arising out of, directly or indirectly, (i) any breach of the undersigned's representations and warranties given hereunder, (ii) the undersigned's failure to observe (and to cause its agents, contractors, employees and consultants to observe) and comply with the terms and provisions hereof and (iii) any liability arising out of any violation of the Act or the law of any jurisdiction by the undersigned in connection with the sale of any Collateral pursuant to the Foreclosure Sale or any resale thereof by the undersigned.  The indemnification obligations of the undersigned contained herein shall bind the undersigned, its successors, trustees and assigns, irrespective of whether or not the undersigned elects to participate in the Foreclosure Sale or acquires any Collateral pursuant to the Foreclosure Sale.

 

6.         The undersigned agrees to either promptly destroy or return all Information to the Trustee if it does not carry through on its evaluation or is not the successful bidder at the Foreclosure Sale for any item of Collateral for which it received Information.  Notwithstanding the foregoing, to the extent required for legal or compliance purposes, the undersigned may retain copies of the Information to comply with such purposes.

 

            7.         The undersigned may request Information on any of the items of Collateral on Exhibit B by written request to David Crowle or Jeffrey Holtman at DSCM by e-mail at dcrowle@dockstreetcap.com or jholtman@dockstreetcap.com, respectively, or by  telephone at (212) 457-8258.  Any such request shall set forth the CUSIP number, name of the security and the address to which any such Information should be sent. 

 

            8.         Paragraph 3 of this Agreement shall terminate, as it relates to any particular asset, upon the earlier of (i) the undersigned's purchase of such asset or (ii) two years from the date hereof.  This Agreement shall be governed by and construed in accordance with the laws of the State of New York, without regard to the conflicts of laws provisions thereof.

 

Executed this _____ day of ______________, 2012.

 

                                                                                                                                     

                                                                                  {Insert Name of Bidder}

 

                                                                        By:                                                     

                                                                        Name:                                                 

                                                                        Title:                                                    


EXHIBIT B

 

Description of Collateral and Bid Response Spreadsheet

 

                       

Bids may be made by e-mail toliquidations@dockstreetcap.com or by fax to (212) 457-8269.

Be sure to include the following contact information:

Name:                                                                                                             

Company: _________________________________ Tax ID                          

Street Address:                                                                                                

City: ___________________________ State: __________ Zip:                     

Phone: _______________________ Email:                                                    

Bloomberg Address:    YES    NO     If "Yes", please include:                            

Additional information concerning the Collateral and matters pertaining to the sales may be obtained by contacting David Crowle or Jeffrey Holtman at dcrowle@dockstreetcap.com or jholtman@dockstreetcap.com or liquidations@dockstreetcap.com.

 

All bids are subject to the terms and conditions set forth in the Notice of Public Sale and Invitation to Bid distributed in connection with this auction.

 

Public Sale: Wednesday, July 18, 2012, 10:00 a.m. EDT

Lot #

CUSIP

Issue

Asset Type

 Original Face

Bid Price (S)

1

036510AC9

ANSON 2006-1A B

CDO

                15,000,000.00


2

112018AE6

BROD 2006-2A B

CDO

                  3,500,000.00


3

128777AG4

CLDCT 2006-1A B

CDO

                12,000,000.00


4

156323AL1

CENTS 2006-1A B

CDO

                  7,500,000.00


5

15719MAB7

CETUS 2006-2A A2

CDO

                15,000,000.00


6

26925WAC0

ETRD 2006-5A A2

CDO

                  5,000,000.00


7

298259AJ1

EULER 2007-1A C

CDO

                12,000,000.00


8

34630BAU6

FORGE 2007-1A C

CDO

                  6,250,000.00


9

35112EAG5

FSTF 2007-1A A3

CDO

                  8,750,000.00


10

362479AC1

GSCSF 2006-4A A2

CDO

                  6,000,000.00


11

52902YAG0

LEXN 2007-3A B

CDO

                15,000,000.00


12

553129AC1

MKP 6A B

CDO

                13,000,000.00


13

58162QAD6

MCKIN 2006-3A C

CDO

                  4,000,000.00


14

67572LAB6

OCTAN 2006-3A A2

CDO

                15,000,000.00


15

00438QAF1

ACCR 2007-1 M2

RMBS

                  7,000,000.00


16

00442EAK1

ACE 2006-NC3 M2

RMBS

                  6,000,000.00


17

02149MAD1

CWALT 2007-J1 1A4

RMBS

                18,540,000.00


18

05530NAV9

BCAP 2007-AA2 2A7

RMBS

                10,598,000.00


19

05569GAG1

BNCMT 2007-1 M2

RMBS

                  5,000,000.00


20

05951GAQ5

BAFC 2007-2 1A2

RMBS

                10,000,000.00


21

07389PAE0

BSABS 2006-AQ1 1M1

RMBS

                  5,500,000.00


22

07389UAT6

BSABS 2007-HE1 2M1

RMBS

                  6,850,000.00


23

07389UAU3

BSABS 2007-HE1 2M2

RMBS

                  6,983,000.00


24

07389YAH4

BSABS 2007-HE2 2M2

RMBS

                  9,300,000.00


25

07389YAJ0

BSABS 2007-HE2 2M3

RMBS

                  5,317,000.00


26

12543RAT6

CWHL 2007-3 A18

RMBS

                15,000,000.00


27

12638PAH2

CSMC 2007-3 1A5

RMBS

                  9,500,000.00


28

12666BAJ4

CWL 2006-22 M4

RMBS

                  7,600,000.00


29

12666CAK9

CWL 2006-23 M5

RMBS

                  3,000,000.00


30

12666CAL7

CWL 2006-23 M6

RMBS

                  6,000,000.00


31

12667HAG6

CWL 2006-20 M2

RMBS

                10,000,000.00


32

12667LAG7

CWL 2006-21 M2

RMBS

                13,900,000.00


33

12667LAJ1

CWL 2006-21 M4

RMBS

                  2,000,000.00


34

12667TAJ4

CWL 2006-25 M4

RMBS

                  4,000,000.00


35

12667TAK1

CWL 2006-25 M5

RMBS

                  5,000,000.00


36

12667TAL9

CWL 2006-25 M6

RMBS

                  6,000,000.00


37

12668HAH3

CWL 2006-26 M3

RMBS

                  3,400,000.00


38

12668HAJ9

CWL 2006-26 M4

RMBS

                  3,200,000.00


39

12668HAK6

CWL 2006-26 M5

RMBS

                  3,000,000.00


40

144526AF7

CARR 2007-RFC1 M2

RMBS

                  6,000,000.00


41

16163FAG0

CHASE 2007-S1 A7

RMBS

                20,000,000.00


42

17311BAD5

CMLTI 2007-AMC1 M1

RMBS

                  5,700,000.00


43

17311CAE1

CMLTI 2007-WFH1 M2

RMBS

                  7,659,000.00


44

17311VAH2

CMLTI 2007-AHL1 M2

RMBS

                  4,800,000.00


45

17311VAJ8

CMLTI 2007-AHL1 M3

RMBS

                  2,900,000.00


46

23243HAJ0

CWL 2006-24 M4

RMBS

                  3,504,000.00


47

23243HAK7

CWL 2006-24 M5

RMBS

                  4,832,000.00


48

23245CAG5

CWL 2007-1 M2

RMBS

                  5,000,000.00


49

23245CAH3

CWL 2007-1 M3

RMBS

                  5,000,000.00


50

251513BA4

DBALT 2006-AB4 A4C

RMBS

                15,000,000.00


51

32027EAJ0

FFML 2006-FF5 M2

RMBS

                12,563,000.00


52

3622M8AG1

GSAMP 2006-HE8 M2

RMBS

                  2,000,000.00


53

36245EAH1

GSAMP 2006-HE7 M3

RMBS

                  4,000,000.00


54

46629AAJ0

JPMMT 2006-S3 1A9

RMBS

                10,888,215.00


55

46629QBA3

JPMAC 2006-CH2 MV4

RMBS

                  5,000,000.00


56

466302AH9

JPALT 2006-S4 A5

RMBS

                15,000,000.00


57

46630XAJ7

JPMAC 2007-CH3 M3

RMBS

                  1,750,000.00


58

59023RAF6

MLMI 2006-AF1 AF3B

RMBS

                11,200,000.00


59

59023WAF5

MLMI 2006-FF1 M6

RMBS

                  3,800,000.00


60

617526AG3

MSAC 2007-HE1 M1

RMBS

                11,000,000.00


61

617526AH1

MSAC 2007-HE1 M2

RMBS

                  3,000,000.00


62

63860HAF6

NSTR 2007-A M2

RMBS

                  6,000,000.00


63

63860HAG4

NSTR 2007-A M3

RMBS

                  4,000,000.00


64

65537MAF3

NHELI 2007-2 M1

RMBS

                  4,250,000.00


65

73316QAE8

POPLR 2006-D M2

RMBS

                     223,000.00


66

73316TAD4

POPLR 2006-E M1

RMBS

                  4,000,000.00


67

748940AB9

RALI 2006-QS7 A2

RMBS

                10,000,000.00


68

74923HAN1

RALI 2007-QS4 3A4

RMBS

                20,000,000.00


69

74924SAF3

RASC 2007-KS1 M2S

RMBS

                  3,482,000.00


70

74924WAG2

RASC 2007-KS2 M2

RMBS

                  7,000,000.00


71

751155AB8

RALI 2006-QS10 A2

RMBS

                  8,000,000.00


72

75115AAC5

RALI 2006-QS8 A3

RMBS

                15,564,000.00


73

76112HAG2

RAST 2006-A9CB A7

RMBS

                10,739,000.00


74

761136AA8

RAST 2007-A1 A1

RMBS

                15,000,000.00


75

76114BAH1

RAST 2006-A14C 2A4

RMBS

                  8,507,000.00


76

83612CAG4

SVHE 2006-OPT5 M2

RMBS

                10,000,000.00


77

84751NAH7

SURF 2006-BC5 M2

RMBS

                  6,000,000.00


78

84751XAE2

SURF 2006-AB3 M1

RMBS

                  4,994,000.00


79

84752BAJ8

SURF 2007-BC1 M2

RMBS

                  5,000,000.00


80

86362PAH8

SASC 2007-BC1 M2

RMBS

                11,446,000.00


81

93935KAE0

WMABS 2007-HE1 M1

RMBS

                12,231,000.00


82

93935WAG9

WMALT 2006-9 A6

RMBS

                14,201,900.00


83

93936HAF3

WMALT 2007-2 1A6

RMBS

                19,708,400.00


84

94984TAK5

WFALT 2007-PA1 A10

RMBS

                20,000,000.00


85

94985RAH5

WFMBS 2007-4 A8

RMBS

                20,000,000.00


 

 

 

 

 

 



EXHIBIT C

 

Holders of Notes and Preference Shares:* 

577750AA0, 577750AC6, 577751AA8, 577751AL4, 577751AN0, 577751AQ3, 577751AS9, 577751AU4, G5898DAT5, 577751BA7, 577750201, 577751BB5,  G5898GAF8, G5898GAJ0, G5898GAK7, G5898GAG6, G5898GAH4, G5898DAS7

 

Rating Agencies:

Moody's Investors Service, Inc.

250 Greenwich Street

New York, New York 10007

Attn: CBO/CLO Monitoring

 

Standard & Poor's

55 Water Street, 41st Floor

New York, New York 10041-0003

Attn: Structured Finance Ratings

 

Fitch Ratings

One State Street Plaza

New York, New York 10004

Attn: Structured Credit Surveillance

 

Hedge Counterparty: 

Merrill Lynch Capital Services, Inc.

4 World Financial Center, 18th Floor

New York, NY 10080

Attention: Swap Group

 

With copies to:

GMI Counsel

World Financial Center, North Tower, 12th Floor

4 World Financial Center

New York, New York 10080

 

Collateral Manager:

Maxim Capital Management LLC

405 Lexington Avenue, 2nd Floor

New York, NY 10174

Attn: Doug Jones

 

Issuer:

Maxim High Grade CDO II, Ltd.

87 Mary Street

George Town, Grand Cayman KY1-9002

Cayman Islands

 

 

 

Co-Issuer:

Maxim High Grade CDO II, LLC

850 Library Avenue, Suite 204

Newark, Delaware 19711

Attn: Donald Puglisi

 

Channel Islands Stock Exchange:

P.O. Box 623

One Lefebvre Street

St. Peter Port, Guernsey

GYI 4PJ, Channel Islands

 

Irish Stock Exchange Announcement Office:

Company Announcements Office

28 Anglesea Street

Dublin 2, Ireland

 

Irish Paying Agent:

Custom House Administration and Corporate Services Limited

25 Eden Quay

Dublin 1, Ireland

 

Irish Listing Agent:

McCann Fitzgerald Listing Services Limited

Riverside One

Sir John Rogerson's Quay

Dublin 2, Ireland

 

Preference Share CISX Sponsor:

Walkers Capital Markets Limited

44 Esplanade, St. Helier

Jersey, JE48PN

 

 

 

 

This announcement has been issued through the Companies Announcement Service of

the Irish Stock Exchange.

 



*  The Trustee shall not be responsible for the use of the CUSIP, CINS, ISIN or Common Code numbers selected, nor is any representation made as to their correctness indicated in the notice or as printed on any Note or Preference Share. The numbers are included solely for the convenience of the Holders. 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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