Company name Morgan Stanley&CoLLC
Headline Rule 38.5 - Eaton Corporation Replacement


RNS Number : 3781G
Morgan Stanley & Co. LLC
28 June 2012
 



AMENDMENT

FORM 38.5

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER  RULES, 2007 (AS AMENDED)

 

DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS

 

1.       KEY INFORMATION


 

Name of exempt market-maker

Morgan Stanley & Co. LLC

 



Company dealt in

Eaton Corporation

 



Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary USD



Date of dealing

26th  June 2012



 

 

2.         DEALINGS (Note 2)

 

(a)     Purchases and sales


Total number of relevant secuities acquired

Highest price paid (Note 3)

Lowest price paid

(Note 3)


656,594

37.6200 USD

37.0000 USD




Total number of securities disposed

Highest price received (Note 3)

Lowest price received

(Note 3)


686,069

37.6200 USD

36.9800 USD


 

 

(b)     Derivatives transactions (other than options transactions)


Product name, e.g. CFD

Nature of transaction

 

(Note 4)

Number of relevant securities

 

(Note 5)

Price per unit (USD)

 

(Note 3)


N/A

N/A

N/A

N/A


 

 

 

 

(c)            Options transactions in respect of existing relevant securities

 

i)           Writing,selling, purchasing or varying

 

Product name, eg call option

Writing, selling, purchasing, varying etc

Number of securities to which the option relates (Note 5)

Exercise Price

Type, e.g American, European etc

Expiry Date

Option money paid/received per unit (USD) (Note 3)

 

CALL

SALE

100

30.0000

A

19/01/2013

8.2

CALL

SALE

2,000

30.0000

A

19/01/2013

8.2

 

CALL

SALE

300

45.0000

A

18/01/2014

2.7

 

PUT

SALE

200

40.0000

A

20/10/2012

4.4

 

CALL

SALE

500

48.0000

A

21/07/2012

0.05

 

CALL

SALE

700

48.0000

A

21/07/2012

0.05

 

CALL

SALE

200

42.0000

A

20/10/2012

0.85

 

PUT

PURCHASE

200

35.0000

A

21/07/2012

0.3

 

PUT

PURCHASE

100

40.0000

A

21/07/2012

2.55

 

PUT

SALE

200

45.0000

A

21/07/2012

7.9

 

CALL

SALE

100

40.0000

A

21/07/2012

0.25

 

CALL

SALE

200

40.0000

A

21/07/2012

0.25

 

PUT

PURCHASE

100

23.0000

A

18/01/2014

1.65

 

CALL

PURCHASE

100

39.0000

A

18/08/2012

0.8

 

PUT

PURCHASE

100

35.0000

A

18/08/2012

0.9

 

 

(ii) Exercising

 

Product name,

e.g call option

Number of Securities<