Company name Citigroup Derivs Mkt
Headline Form 38.5- Eaton Corporation


RNS Number : 1760G
Citigroup Derivatives Markets Inc
26 June 2012
 



 

FORM 38.5      

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997,
TAKEOVER RULES 2007 (AS AMENDED

 

DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS

 

 

1.   KEY INFORMATION

 

Name of exempt market-maker

 

Citigroup Derivatives Markets Inc

Company dealt in

 

Eaton Corporation

Class of relevant security to which the dealings being disclosed relate (Note 1)

US$0.01 common stock

Date of dealing

 

25 June 2012

 

 

2.   DEALINGS  (Note 2)

 

(a)  Purchases and sales

 

Total number of relevant securities acquired

Highest price paid (Note 3)

Lowest price paid (Note 3)

 

4,200

 

USD 37.1400

USD 37.1159

 

Total number of relevant securities disposed

Highest price paid (Note 3)

Lowest price paid (Note 3)




 

(b)  Derivatives transactions (other than options transactions)

 

Product name,

e.g. CFD

Nature of transaction

(Note 4)

Number of relevant securities (Note 5)

Price per unit

 






 

 

 

 

 

 

 

 

 

 

 

 

(c)  Options transactions in respect of existing relevant securities

 

(i)         Writing, selling, purchasing or varying

 

Product name e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 5)

Exercise price (USD unless stated)

Type, e.g. American, European etc.

Expiry date

Option money paid / received per unit (USD unless stated (Note 3)

Call

Selling

100

47.0000

AMERICAN

18/01/2014

2.200

Call

Selling

100

47.0000

AMERICAN

18/01/2014

2.200

Call

Selling

100

47.0000

AMERICAN

18/01/2014

2.200

Call

Selling

100

47.0000

AMERICAN

18/01/2014

2.200

Call

Selling

100

35.0000

AMERICAN

18/01/2014

6.400

Call

Selling

100

35.0000

AMERICAN

18/01/2014

6.400

Call

Purchasing

400

40.0000

AMERICAN

   19/01/2013

 

2.000

Call

Purchasing

100

35.0000

AMERICAN

18/01/2014

6.500

Put

Purchasing

100

50.0000

AMERICAN

21/07/2014

12.8900

Put

Selling

300

30.0000

AMERICAN

18/01/2014

3.8900

Put

Selling

100

35.0000

AMERICAN

18/08/2012

1.1000

Put

Selling

2000

35.0000

AMERICAN

20/10/2012

1.8500

Put

Selling

2000

20.0000

AMERICAN

18/01/2014

1.3000

Put

Selling

400

20.0000

AMERICAN

18/01/2014

1.3500

Put

Selling

400

20.0000

AMERICAN

18/01/2014

1.3500

 

(ii)        Exercising

 

Product name e.g. call option

Number of securities

Exercise price per unit (Note 3)



 

 

 

 

3.   OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing  and  any  other  person  relating  to  the  voting  rights  of  any  relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

None

 

 

Date of disclosure

 

26 June 2012

Contact name

 

Paul Scott

Telephone number

 

+44 (0) 2895 954974

 

Name of offer / offeror with which connected

 

Eaton Corporation

Nature of Connection (Note 6)

 

Co-Advisor

 


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