The table below summarises the key activities of the regulatory committees of the ISE.
Committee | Activity |
| Admissions Committee | - Approve membership applications.
|
| Debt Listing Committee | - Approve amendments to the rules for debt issuers.
- Approve applications, suspensions and cancellations.
- Hear disciplinary cases.
|
| Disciplinary Committee | - Hear and determine charges against member firms and registered traders.
|
| Equity Listing and ESM Committee | - Approve amendments to the rules for ESM issuers.
- Approve applications, suspensions and cancellations.
- Hear disciplinary cases.
|
| Investment Funds Listing Committee | - Approve amendments to the rules for investment funds.
- Approve applications, suspensions and cancellations.
- Hear disciplinary cases.
|
| Primary Market Adviser Committee | - Approve amendments to the rules for ESM Advisers, equity sponsors and investment fund sponsors.
- Approve admissions to the relevant registers.
- Remove firms from the relevant registers.
- Hear disciplinary cases.
|
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