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Regulatory Committees

The table below summarises the key activities of the regulatory committees of the ISE.

Committee

Activity

Admissions Committee
  • Review and, if considered appropriate, approve applications from prospective member firms, registered sponsors and ESM advisers.
Rules Committee
  • Review and make recommendations to the ISE Board to approve proposed changes to the Rules of the ISE (for member firms); and
  • Review and approve proposed changes to all other ISE rule books (e.g. Listing Rules, ESM Rules).
Disciplinary Committee
  • Hear disciplinary cases relating to any breach of any ISE rule book that has been referred to it by the ISE.
Appeals Committee
  • Hear appeals of a decision of any regulatory committee or of the ISE as provided for in the relevant ISE rule books.
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The Irish Stock Exchange plc is regulated by the Central Bank of Ireland.
Registered in Ireland: No 539157, Registered Office: 28 Anglesea Street, Dublin 2.

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